Rule 144 & Opinion Letters
Guidance when
restricted
securities need to move.
The Verona Firm assists with debt and equity financings, private placements and offering documentation, including Regulation D and Regulation A matters.
Focused legal support around the
matter your company is
navigating.
Debt financing
Restricted securities
Opinion letters
Issuer documentation
Holder documentation
Legend removal
The Business Objective
Restricted securities require a clear legal path.
The question is not simply whether a holder wants to sell, but whether the applicable requirements have been satisfied and the necessary legal support can be provided.
Who We Help
Holders of restricted securities
Debt financing
Restricted securities
Opinion letters
Legend removal
Issuer documentation
Holder documentation
How We Help
Focused support for the legal work around the objective.
- Rule 144 analysis
- Restricted-security review
- Opinion letters when requirements are satisfied
- Legend-removal matters
- Issuer and holder documentation
- Public-company considerations
Start with a confidential inquiry.
Tell us what your company is trying to accomplish, the stage of the matter, and the legal issue you are navigating.
Planned Insights
Explore adjacent legal needs.
Legal Experience
Have a complex business or securities matter?
Schedule a consultation or submit a confidential inquiry — both lead to the same inquiry page.