Securities & Corporate Legal Services
Seven focused service paths for capital, compliance, transactions and growth.
The Verona Firm represents public and private companies across securities and corporate matters, including capital markets, SEC compliance, public-company matters, financings, Rule 144, mergers and acquisitions, and general corporate law.
Start with the business objective, then choose the legal path that fits it.
Capital Markets
SEC Compliance
NASDAQ
OTC Markets
Rule 144
M&A
Core Services
Focused experience. Sophisticated matters.
Counsel for companies raising capital, entering public markets, navigating compliance requirements and pursuing strategic transactions.
01
Securities & Capital Markets
Public offerings, S-1 filings, Regulation A, Regulation D, secondary offerings and capital-market transactions.
02
SEC Compliance & Reporting
SEC reporting obligations, registration statements, corporate disclosures and ongoing public-company compliance.
03
Public Companies
NASDAQ, OTC Markets, uplisting, governance, public-company transactions and related securities matters.
04
Private Placements & Financings
Debt and equity financing, private placements, Regulation D, Regulation A and offering documentation.
05
Rule 144 & Opinion Letters
Counsel regarding restricted securities and Rule 144 opinion-letter matters when applicable requirements are met.
06
Mergers & Acquisitions
Acquisitions, business sales, joint ventures, reverse mergers and other strategic transactions.
07
Corporate & Business Law
Business structuring and formation, growth, financing, strategic transactions and exit planning.
Not sure where your matter fits?
Start with the objective, not the label.
Use the same confidential inquiry page to describe the matter and the firm can review the appropriate next step.