Our Practice

What we do:

  1. We assist with Capital Market Transactions.
  2. We aid companies with SEC, OTC, and FINRA compliance.
  3. We help public companies uplist.
  4. We take companies public through IPO, DPO, or reverse merger processes.
  5. We represent publicly and privately held companies in private debt and equity financings (including Regulation D and Regulation A offerings, and secondary offerings.
  6. We counsel clients on private equity investments and secondary market purchases.
  7. We advise clients on business structuring and formation.
  8. We negotiate and close mergers and aquisitions, joint ventures, and complex commercial transactions.

Our Practice Areas

General Corporate and Business Law

Services range form helping with initial corporate setup at the outset of a client’s journey, business strategies while you are building and growing your business, and exit strategies when it is time to move on.

SEC Compliance and Registration

Registrations Statements (S-1, S-3, Form 10, Regulation A); Reporting Obligations; OTC Markets Current Reporting Status (Annual Attorney Opinion Letter); Reverse Mergers

Opinion Letters

Rule 144 is the most common way that people are able to sell their unregistered shares in public companies. We can provide opinion letters to remove the restrictions on you shares when the requirements of this Rule have been met in order for you to be able to sell your shares.

Private Placements

In coordination with you, the Client, we can assist in the preparation of private placement documents in order to raise funds through either Debt or Equity, and assure you are in compliance with all State and Federal regulations.

Mergers and Acquisitions

Advise on M&A opportunities, including sale transactions, purchase transactions, joint ventures and reverse mergers.

Free Initial Consultation

If you are seeking legal help in our core competency areas, start a conversation with us through this form.